View Information Collection Request (ICR) Package

Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.

View ICR - OIRA Conclusion

OMB Control No: 3235-0034	ICR Reference No: 202110-3235-012
Status: Historical Active	Previous ICR Reference No: 201810-3235-018
Agency/Subagency: SEC	Agency Tracking No: TM-3235-0034
Title: Rule 17f-2(a): Fingerprinting Requirements for Securities Professionals
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 02/17/2022
	Date Received in OIRA: 01/11/2022
Terms of Clearance: Supporting statement was clarified during OMB review to add footnote that ICR costs do not include FBI costs related to fingerprinting. ICR data entered into ROCIS corrected during OMB review to align with supporting statement recognizing fingerprints are a PII collection.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2025	36 Months From Approved	04/30/2022
Responses	289,780	0	289,780
Time Burden (Hours)	144,890	0	144,890
Cost Burden (Dollars)	0	0	0

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Jimmy McNamara 202 551-6001

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