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View ICR - OIRA Conclusion

OMB Control No: 3235-0017	ICR Reference No: 202112-3235-017
Status: Historical Active	Previous ICR Reference No: 201812-3235-003
Agency/Subagency: SEC	Agency Tracking No: TM-270-018
Title: Form 1, Rules 6a-1 and 6a-2 Form of Application and Amendments
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/24/2022
	Date Received in OIRA: 01/27/2022
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2025	36 Months From Approved	06/30/2022
Responses	265	0	190
Time Burden (Hours)	7,480	0	5,605
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	265	190	75
Annual Time Burden (Hours)	7,480	5,605	1,875
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The total estimated annual time burden associated with Rules 6a-1 and 6a-2 increased from 5,605 hours to 7,480 hours because the total estimated annual time burden associated with the filing of amendments under Rule 6a-2 increased. The estimated time burden associated with the filing of amendments pursuant to Rule 6a-2 increased from 4,725 hours to 6,600 hours because the estimated number of registered national securities exchanges increased from 21 to 24 and the estimated average number of annual Rule 6a-2 responses per respondent increased from 9 to 11.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Vince Vuong 202 551-3742

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