View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
2127-0730
ICR Reference No:
202202-2127-002
Status:
Historical Active
Previous ICR Reference No:
201803-2127-010
Agency/Subagency:
DOT/NHTSA
Agency Tracking No:
Title:
Uniform Procedures for State Highway Safety Grant Programs
Type of Information Collection:
Reinstatement with change of a previously approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
06/10/2022
Retrieve Notice of Action (NOA)
Date Received in OIRA:
03/17/2022
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
06/30/2025
36 Months From Approved
Responses
457
0
0
Time Burden (Hours)
39,550
0
0
Cost Burden (Dollars)
422,500
0
0
Abstract:
This is to request approval for reinstatement of a previously approved collection of information for State grants under Chapter 4 of Title 23, U.S.C., including State Highway Safety Program grants, the National Priority Safety Program grants, and a separate grant on racial profiling data collection. The purpose of the information collection is to collect information necessary for NHTSA to issue grants to States. To receive grants, a State must submit a Highway Safety Plan (HSP) that supports its qualifications for receiving grant funds. Specifically, the HSP consists of information on the highway safety planning process, performance report, performance plan, problem identification, highway safety countermeasure strategies, planned activities and funding amounts, certifications and assurances, and application materials that cover Section 405 and 1906 grants. Responding to the information collection is required for respondents to receive grants. Respondents to the collection include 57 State respondents (the 50 States, the District of Columbia, Puerto Rico, U.S. Virgin Islands, Guam, American Samoa, and the Commonwealth of the Northern Mariana Islands, and the Secretary of the Interior). The grant submissions from States are annual and States must also submit an annual report evaluating their progress in achieving performance targets. In addition, as part of the statutory criteria for Section 405 grants covering the areas of occupant protection, traffic safety information system improvement and impaired driving countermeasures, States are required to receive an assessment of their State programs every three or five years in order to receive a grant. The assessments involve State and subject matter expert respondents. The assessment involves States providing certain information and responding to questions that are then provided to the subject matter experts. The subject matter experts in turn evaluate performance and provide recommendations for the purpose of improving programs in the covered areas. NHTSA estimates that, on average, 247 subject matter experts will provide responses for State assessments each year, and those responses will be coordinated by 13 administrative assistants. The subject matter experts are either recruited by NHTSA or the States voluntarily and provided payment for their time. This reinstatement will include adjustments and program changes of the additional burden calculation for the Subject Matter Experts of the assessments. The total burden for this collection has increased by 12,935 hours (from 26,615 hours to 39,550) and $422,500 (from $0 to $422,500). The increase in burden is due to adjustments and program changes including burden hours associated with the assessments and including, in response to question 13, the costs States incur in paying for the assessments. While the last request included, in response to question 12, an estimate that States pay $325,000 to complete the assessments, NHTSA now estimates that assessments cost, on average, $422,500 per year.
Authorizing Statute(s):
US Code:
23 USC 402
Name of Law: Highway Safety Programs
US Code:
23 USC 405
Name of Law: National Priority Safety Program Grants
PL:
Pub.L. 114 - 94 4002
Name of Law: The Fixing Americas Surface Transportation Act
Citations for New Statutory Requirements:
PL: Pub.L. 114 - 94 4002 Name of Law: The Fixing Americas Surface Transportation Act
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
86 FR 8832
02/09/2021
30-day Notice:
Federal Register Citation:
Citation Date:
87 FR 13360
03/09/2022
Did the Agency receive public comments on this ICR?
Yes
Number of Information Collection (IC) in this ICR:
11
IC Title
Form No.
Form Name
405b Assessment (SME)
405b Assessment (SME_Admin)
405b Assessment (State Respondents)
405c Assessment (SME)
405c Assessment (State Respondents)
405d Assessment (SME)
405d Assessment (SME_Admin)
405d Assessment (State Respondents)
Annual Report (State Respondent)
Grants Section 402 (State Respondents)
Grants Section 405 and 1906 (State Respondents)
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
457
0
0
317
3
137
Annual Time Burden (Hours)
39,550
0
0
13,504
-569
26,615
Annual Cost Burden (Dollars)
422,500
0
0
0
422,500
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
NHTSA is requesting a reinstatement with adjustments and program changes of the additional burden calculation for the Subject Matter Experts of the assessments. The total burden for this collection has increased by 12,935 hours (from 26,615 hours to 39,550) and $422,500 (from $0 to $422,500). The increase in burden is due to adjustments and program changes including burden hours associated with the assessments and including, in response to question 13, the costs States incur in paying for the assessments. While the last request included, in response to question 12, an estimate that States pay $325,000 to complete the assessments, NHTSA now estimates that assessments cost, on average, $422,500 per year.
Annual Cost to Federal Government:
$976,918
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
No
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
barbara sauers 202 366-0144
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
03/17/2022
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