View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View Generic ICR - OIRA Conclusion
OMB Control No:
3235-0787
ICR Reference No:
202208-3235-002
Status:
Historical Active
Previous ICR Reference No:
202203-3235-008
Agency/Subagency:
SEC
Agency Tracking No:
Title:
Non Substantive Change Request for OASB Generic Clearance
Type of Information Collection:
No material or nonsubstantive change to a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
08/02/2022
Retrieve Notice of Action (NOA)
Date Received in OIRA:
08/01/2022
Terms of Clearance:
Gen IC burden corrected as non-sub change
Inventory as of this Action
Requested
Previously Approved
Expiration Date
06/30/2025
06/30/2025
06/30/2025
Responses
6,200
0
6,200
Time Burden (Hours)
517
0
517
Cost Burden (Dollars)
43,000
0
43,000
Abstract:
There is a problem with the way the OASB Generic ICR (3235-0787) was submitted/approved in ROCIS. The Generic ICR included a Generic IC that is using all of the hours approved for the Generic ICR. When the ICR was approved, the included IC was also approved... leaving 0 burden hours left for the remaining approval period. I am creating this non-substantive change ICR to remove the IC. Thank you... - John P.
Authorizing Statute(s):
None
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
86 FR 58971
10/25/2021
30-day Notice:
Federal Register Citation:
Citation Date:
87 FR 7882
02/10/2022
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
9
IC Title
Form No.
Form Name
OASB Generic Clearance
Small Business Forum Registration and Feedback Questions
Registration for SBF 2025
Registration for SBF 2025
U.S Securities and Exchange Commission Registration, Polling & Feedback Questions
U.S Securities and Exchange Commission Registration, Polling & Feedback Questions
U.S. Securities and Exchange Commission Registration, Polling & Feedback Questions
U.S. Securities and Exchange Commission Registration, Polling & Feedback Questions
US Securities and Exchange Commission Polling Questions
US Securities and Exchange Commission Registration, Polling & Feedback Questions
United States Securities And Exchange Commission Polling Questions
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
6,200
6,200
0
0
0
0
Annual Time Burden (Hours)
517
517
0
0
0
0
Annual Cost Burden (Dollars)
43,000
43,000
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
Annual Cost to Federal Government:
$43,000
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
No
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
Yes
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
Amy Reischauer 202 551-3460 reischauerp@sec.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
08/01/2022
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