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View ICR - OIRA Conclusion

OMB Control No: 3235-0354	ICR Reference No: 202212-3235-009
Status: Active	Previous ICR Reference No: 202001-3235-007
Agency/Subagency: SEC	Agency Tracking No: IM-270-312
Title: Rule 19b-1 (17 CFR 270.19b-1) under the Investment Company Act of 1940 - Frequency of Distribution of Capital Gains
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/22/2023
	Date Received in OIRA: 03/06/2023
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2026	36 Months From Approved	06/30/2023
Responses	1,780	0	2,233
Time Burden (Hours)	5	0	15
Cost Burden (Dollars)	94,260	0	123,500

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	1,780	2,233	-453
Annual Time Burden (Hours)	5	15	-10
Annual Cost Burden (Dollars)	94,260	123,500	-29,240

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: With respect to rule 19b-1(e), the estimated burden hours have decreased from the prior estimate of 15 hours to 5 hours (a decrease of 10 hours) due to a change in the estimated number of funds filing applications for exemptive orders pursuant to rule 19b-1(e). The estimated cost burden has decreased from the prior estimate of $12,000 to $5,310 (a decrease of $6,690) due to a change in the number of funds filing applications for exemptive orders pursuant to rule 19b-1(e). With respect to rule 19b-1(c), the estimated cost burden has decreased from the prior estimate of $123,500 to $94,260 (a decrease of $29,240) due to a change in the estimated number of UITs that may rely on rule 19b-1(c).

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: David Driscoll 202 551-4706

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