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View ICR - OIRA Conclusion

OMB Control No: 3235-0582	ICR Reference No: 202301-3235-021
Status: Historical Active	Previous ICR Reference No: 202011-3235-006
Agency/Subagency: SEC	Agency Tracking No: IM-270-524
Title: Form N-PX under the Investment Company Act of 1940, Annual Report of Proxy Voting Record
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/17/2023
	Date Received in OIRA: 01/25/2023
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2024	36 Months From Approved	07/31/2024
Responses	18,084	0	11,890
Time Burden (Hours)	380,741	0	47,984
Cost Burden (Dollars)	36,141,445	0	17,657,958

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	18,084	11,890	6,194
Annual Time Burden (Hours)	380,741	47,984	332,757
Annual Cost Burden (Dollars)	36,141,445	17,657,958	18,483,487

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The Commission estimates that the hour burden associated with Form N-PX will increase from 47,984 hours to 380,741 hours (an increase of 332,757 hours). The changes in burden hours and cost estimates are due primarily to the Commission’s estimates of the increased time burden that result from the amendments to Form N-PX, the new website disclosure requirements, and the new requirement that institutional investment managers file reports on Form N-PX. The Commission also estimates an increase in the external costs of Form N-PX from $17,657,958 to $36,141,445 (an increase of $18,483,487).

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Nathan Schuur 202 551-6394

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