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View ICR - OIRA Conclusion

OMB Control No: 3235-0737	ICR Reference No: 202302-3235-009
Status: Active	Previous ICR Reference No: 201911-3235-011
Agency/Subagency: SEC	Agency Tracking No: IM-270-794
Title: Rule 22e-4 (17 CFR 270.22e-4) under the Investment Company Act 0f 1940, Investment Company Liquidity Risk Management Programs
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/13/2023
	Date Received in OIRA: 05/12/2023
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2026	36 Months From Approved	07/31/2023
Responses	12,270	0	846
Time Burden (Hours)	193,241	0	28,150
Cost Burden (Dollars)	37,628,716	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	12,270	846	11,424
Annual Time Burden (Hours)	193,241	28,150	165,091
Annual Cost Burden (Dollars)	37,628,716	0	37,628,716

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Currently, the approved total annual hour burden for complying with rule 22e-4 is 28,150 hours. The new estimate of the total annual hour burden is 193,241 hours. The increase of 165,091 hours is due to an increase in the estimated number of affected entities, as well as revisions in the manner of calculation. The current total annual external cost burden is $0; we estimate a new external cost burden of $37,628,716. This increase is due to the staff’s determination to revise the manner in which it calculates these estimates.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Y. Rachel Kuo 202 551-3589

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