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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
1652-0074
ICR Reference No:
202303-1652-001
Status:
Active
Previous ICR Reference No:
202210-1652-001
Agency/Subagency:
DHS/TSA
Agency Tracking No:
Title:
Cybersecurity Measures for Surface Modes
Type of Information Collection:
Extension without change of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
08/29/2023
Retrieve Notice of Action (NOA)
Date Received in OIRA:
03/10/2023
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
08/31/2026
36 Months From Approved
08/31/2023
Responses
2,562
0
2,562
Time Burden (Hours)
134,023
0
134,023
Cost Burden (Dollars)
0
0
0
Abstract:
On December 17, 2021, TSA issued the Security Directive (SD) 1580-21-01 series, Enhancing Rail Cybersecurity, and the SD 1582-21-01 series, Enhancing Public Transportation and Passenger Railroad Cybersecurity, which remain in effect as revised, mandating TSA-specified Owner/Operators of “higher risk” railroads and rail transit systems, respectively, to implement an array of cybersecurity measures to prevent disruption and degradation to their infrastructure; these security directives became effective December 31, 2021. In addition, on October 18, 2022, TSA issued the SD 1580/1582-2022-01 series, Rail Cybersecurity Mitigation Actions and Testing, which applies to Owner/Operators of the “Higher Risk” freight railroads identified in 49 CFR 1580.101 and additional TSA-designated freight and passenger railroads. This security directive, which is complementary to the requirements in the previous directives, took effect on October 24, 2022. On October 26, 2022, OMB approved TSA’s request for an emergency approval, revising this information collection. See ICR Reference Number: 202210-1652-001. The collection covers both mandatory reporting under the security directives and collection of information voluntarily submitted under Information Circular (IC) 2021-01, Enhancing Surface Transportation Cybersecurity, which recommended voluntary implementation of actions and reporting by Owner/Operators not covered by the security directives. The OMB approval allowed for the additional institution of mandatory reporting requirements and collection of information voluntarily submitted. See ICR Reference Number: 202111-1652-003.
Authorizing Statute(s):
US Code:
49 USC 114(d), (f)(3)-(4), (l)(2), (m
Name of Law: ATSA
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
87 FR 68185
11/14/2022
30-day Notice:
Federal Register Citation:
Citation Date:
88 FR 14628
03/09/2023
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
6
IC Title
Form No.
Form Name
SD 1580/1582-2022-01: Compliance Documentation
SD 1580/1582-2022-01: Cybersecurity Audit Plan
SD 1580/1582-2022-01: Cybersecurity Implementation Plan
SD Rail-1580-21-01, SD Rail-1582-21-01, and IC 2021-01 Cybersecurity Vulnerability Assessment
TSA Form 3157
TSA Surface (Rail and Public Transportation) Cybersecurity Vulnerability Assessment form
SD Rail-1580-21-01, SD Rail-1582-21-01, and IC 2021-01 Designation of Cybersecurity Coordinator
SD Rail-1580-21-01, SD Rail-1582-21-01, and IC 2021-01: Cybersecurity Incident Response Plan
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
2,562
2,562
0
0
0
0
Annual Time Burden (Hours)
134,023
134,023
0
0
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
Annual Cost to Federal Government:
$653,897
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
Yes
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
Christina Walsh 571 227-2062 christina.walsh@tsa.dhs.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
03/10/2023
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