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OMB Control No: 3235-0690	ICR Reference No: 202303-3235-017
Status: Historical Active	Previous ICR Reference No: 202205-3235-026
Agency/Subagency: SEC	Agency Tracking No: CF 270-638
Title: Form SF-3
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Emergency	Approval Requested By: 05/01/2023
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/03/2023
	Date Received in OIRA: 03/30/2023
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2023	6 Months From Approved	09/30/2024
Responses	71	0	71
Time Burden (Hours)	24,504	0	24,499
Cost Burden (Dollars)	29,404,425	0	29,399,225

Abstract: Form SF-3 is a registration statement for shelf issuers of asset-backed securities.

Emergency Justfication: Adopting Release 33-10997/34-93285/IC-34396 Emergency Request The Commission did not originally propose amendments to Form SF-1 and Form SF-3. After considering public comments submitted in response to a request for comment in the proposing release, the Commission included amendments to these forms in the adopting release. See Attachments.

Authorizing Statute(s): US Code: 15 USC 78c, 78l, 78m, 78n, 78o(d) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78w(a), 78ll Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 77g, 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 80a-8, 80a-24, 80a-29, 80a-37 Name of Law: Investment Company Act of 1940

Citations for New Statutory Requirements: None

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3235-AL96	Final or interim final rulemaking	86 FR 70166	12/09/2021

Federal Register Notices & Comments
Did the Agency receive public comments on this ICR? No

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Form SF-3	SEC 2909

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	71	71	0
Annual Time Burden (Hours)	24,504	24,499	5
Annual Cost Burden (Dollars)	29,404,425	29,399,225	5,200

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The rule amendments will modernize filing fee disclosure and payment methods. The amendments will revise most fee-bearing forms, schedules, statements, and related rules to require each filing fee table and accompanying disclosure to include all required information for fee calculation in a structured format using Inline XBRL. The amendments also will add options for fee payment via ACH and debit and credit cards and eliminate options for fee payment via paper checks and money orders. Finally, the amendments also will make other fee-related revisions. The Commission anticipates that the amendments will, in the aggregate, increase the burdens and costs on affected entities due to changes in fee calculation disclosure requirements and the new requirement to structure fee-related information. For purposes of the PRA, the Commission estimates that, for Form SF-3, the amendments will result in an increase of five burden hours and an increase in the cost burden of $5,200 for the services of outside professionals. The changes in burden also reflect the Commission’s revision and update of burden estimates for all information collections under Form SF-3’s OMB control number 3235-0690 (whether or not associated with rulemaking changes), and the Commission requested public comment on all those information collection burden estimates for this OMB control number. All of the changes in burden stem from the rulemaking rather than an update of burden estimates not associated with the rulemaking.

Annual Cost to Federal Government: $125,800,170

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Mark Green 202 942-2910 greenm@sec.gov

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