View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
2106-0023
ICR Reference No:
202304-2106-004
Status:
Active
Previous ICR Reference No:
202004-2106-001
Agency/Subagency:
DOT/OSTA
Agency Tracking No:
Title:
Procedures & Evidence Rules for Air Carrier Authority Applications
Type of Information Collection:
Reinstatement without change of a previously approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
08/22/2023
Retrieve Notice of Action (NOA)
Date Received in OIRA:
04/27/2023
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
08/31/2026
36 Months From Approved
Responses
207
0
0
Time Burden (Hours)
10,215
0
0
Cost Burden (Dollars)
0
0
0
Abstract:
Information is collected from applicants for air carrier authority for use by the Department in determining their fitness to hold certificate or commuter air authority. Collection of this data provides DOT with a sufficient basis upon which to determine whether an applicant or operating U.S. air carrier is a U.S. citizen and has or continues to have the managerial competence necessary, the financial wherewithal, and the compliance disposition to conduct its proposed, current, or expanded operations. This information collection supports the Department’s infrastructure strategic goal, with the objectives to stimulate growth, productivity and economic competitiveness and to expand market opportunities of U.S. airlines.
Authorizing Statute(s):
US Code:
49 USC 41103
Name of Law: Pub. L. 103-272, Sec. 1(e)
US Code:
49 USC 41738
Name of Law: Pub. L. 103-272, Sec. 1(e)
US Code:
49 USC 41102
Name of Law: Pub. L. 103-272, Sec. 1(e)
US Code:
49 USC 41110(e)
Name of Law: Pub. L. 103-272, Sec. 1(e)
PL:
Pub.L. 116 - 136 4005 and 4114(b)
Name of Law: CARES Act
Citations for New Statutory Requirements:
PL: Pub.L. 116 - 136 4005 and 4114(b) Name of Law: CARES Act
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
88 FR 8038
02/07/2023
30-day Notice:
Federal Register Citation:
Citation Date:
88 FR 23502
04/17/2023
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
3
IC Title
Form No.
Form Name
CARES Act: Exemption Request
CARES 2
Waiver Request
CARES Act: Certification
CARES 1
Certification
Initial/Additional Certificate or Commuter Authority (including fitness evidence)
No Evidence Required Additional Certificate Authority
Variance of Evidence Requirements for the Review of Air Carrier's Continuing Fitness
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
207
0
0
-1,011
0
1,218
Annual Time Burden (Hours)
10,215
0
0
-5,955
0
16,170
Annual Cost Burden (Dollars)
0
0
0
-1,518,000
0
1,518,000
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Miscellaneous Actions
Short Statement:
To determine the fitness of persons seeking authority to engage in air transportation, the Department collects information from them about their ownership, citizenship, managerial competence, operating proposal, financial condition, and compliance history. The specific information to be filed by respondents is set forth in 14 CFR parts 201 and 204.
Annual Cost to Federal Government:
$1,397,790
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
Yes
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
Barbara Snowden 202 366-4834
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
04/27/2023
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