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View ICR - OIRA Conclusion

OMB Control No: 3235-0547	ICR Reference No: 202306-3235-016
Status: Active	Previous ICR Reference No: 202009-3235-009
Agency/Subagency: SEC	Agency Tracking No: OIEA-270-485
Title: Investor Form
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/11/2023
	Date Received in OIRA: 06/20/2023
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2026	36 Months From Approved	11/30/2023
Responses	30,000	0	20,000
Time Burden (Hours)	7,500	0	5,000
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	30,000	20,000	10,000
Annual Time Burden (Hours)	7,500	5,000	2,500
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: As noted above, based on the staff’s review of the Investor Form’s use in recent years, we anticipate that the number of contacts per year has increased from approximately 20,000 contacts per year to approximately 30,000 contacts per year, so the new burden is based on 30,000 users annually. The estimated time of 15 minutes to complete the Investor Form remains the same. As a result of the increased number of contacts per year, the total reporting burden has increased from 5,000 hours (20,000 respondents x 15 minutes) to 7,500 hours (30,000 respondents x 15 minutes). This change represents a 2,500 hour increase in the total reporting burden.

Annual Cost to Federal Government: $1,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Rahman Harrison 202 551-6359

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