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View ICR - OIRA Conclusion

OMB Control No: 3235-0214	ICR Reference No: 202308-3235-004
Status: Active	Previous ICR Reference No: 202008-3235-004
Agency/Subagency: SEC	Agency Tracking No: IM-270-238
Title: Investment Company Act rule 17a-7, 17 C.F.R. Section 270.17a-7 Exemption of Certain Purchase or Sale Transactions Between an Investment Company and Certain Affiliated Persons Thereof.
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/21/2023
	Date Received in OIRA: 11/13/2023
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2026	36 Months From Approved	03/31/2024
Responses	4,840	0	6,016
Time Burden (Hours)	2,225	0	2,616
Cost Burden (Dollars)	4,065,050	0	4,412,362

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	4,840	6,016	-1,176
Annual Time Burden (Hours)	2,225	2,616	-391
Annual Cost Burden (Dollars)	4,065,050	4,412,362	-347,312

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated burden hours associated with rule 17a-7 has decreased from 2,616 burden hours to 2,225 burden hours. This decrease of 391 hours is primarily due to a decrease in the number of currently active funds and a decrease in the number of new funds each year.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: David Driscoll 202 551-4706

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