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View ICR - OIRA Conclusion

OMB Control No: 3235-0788	ICR Reference No: 202311-3235-002
Status: Active	Previous ICR Reference No: 202203-3235-012
Agency/Subagency: SEC	Agency Tracking No:
Title: Reporting of Securities Loans
Type of Information Collection: Existing collection in use without an OMB Control Number	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/21/2023
	Date Received in OIRA: 11/06/2023
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2026	36 Months From Approved
Responses	7,244	0	0
Time Burden (Hours)	1,160,270	0	0
Cost Burden (Dollars)	0	0	0

Authorizing Statute(s): US Code: 15 USC 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78j(c) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78j(b) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78c Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78o Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78o-3 Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78q-a Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78o(g) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78k-1 Name of Law: Securities Exchange Act of 1934
   PL: Pub.L. 111 - 203 984 Name of Law: Dodd Frank Wall Street Reform and Consumer Protection Act
   Statute at Large: 124 Stat. 1376 Name of Statute: Dodd Frank Wall Street Reform and Consumer Protection Act
   US Code: 15 USC 78o(c) Name of Law: Securities Exchange Act of 1934

Citations for New Statutory Requirements: None

ICR Summary of Burden

	Total Approved	Change Due to Agency Discretion
Annual Number of Responses	7,244	7,244
Annual Time Burden (Hours)	1,160,270	1,160,270
Annual Cost Burden (Dollars)	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The Commission recently adopted a new rule that includes certain collections of information. These are discussed in more detail in the attached supporting statement.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: James Curley 202 551-5297

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