View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0272	ICR Reference No: 202311-3235-015
Status: Active	Previous ICR Reference No: 202012-3235-009
Agency/Subagency: SEC	Agency Tracking No: IM-270-267
Title: Rule 11a-2 (CFR 270.11a-2) under the Investment Company Act of 1940:Offersof Exchange by Certain Registered Separate Accounts or Others the Terms of Which Do Not Require Commission Approval
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/15/2024
	Date Received in OIRA: 01/22/2024
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2027	36 Months From Approved	05/31/2024
Responses	657	0	676
Time Burden (Hours)	657	0	676
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	657	676	-19
Annual Time Burden (Hours)	657	676	-19
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: There are currently 657 registrants governed by Rule 11a-2, which represents a decrease of 19 registrants. Additionally, estimated annual burden hours for registrants has decreased from 676 hours to 657 hours (a decrease of 19 hours). The estimated annual cost burden is $0 and has not changed. This decrease is due to the decrease in the number of registrants.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Y. Rachel Kuo 202 551-3589

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