View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
2130-0533
ICR Reference No:
202312-2130-002
Status:
Active
Previous ICR Reference No:
202012-2130-001
Agency/Subagency:
DOT/FRA
Agency Tracking No:
Title:
Qualification and Certification of Locomotive Engineers
Type of Information Collection:
Extension without change of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
07/12/2024
Retrieve Notice of Action (NOA)
Date Received in OIRA:
03/27/2024
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
07/31/2027
36 Months From Approved
07/31/2024
Responses
224,023
0
224,566
Time Burden (Hours)
23,851
0
23,964
Cost Burden (Dollars)
0
0
200,670
Abstract:
Railroad companies and FRA use this information to evaluate the qualifications and fitness of individuals to be certified as locomotive engineers, remote control operators, and train service engineers. The collection of information is used by FRA to ensure that railroads employ and properly train qualified individuals as locomotive engineers and designated supervisors of locomotive engineers. This information collection is mandatory, submitted as needed, and there is a requirement for recordkeeping and reporting.
Authorizing Statute(s):
US Code:
49 USC 20135
Name of Law: Rail Safety Improvement Act (RSIA) of 1988
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
88 FR 89017
12/26/2023
30-day Notice:
Federal Register Citation:
Citation Date:
89 FR 21405
03/27/2024
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
Qualification for Locomotive Engineers
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
224,023
224,566
0
0
-543
0
Annual Time Burden (Hours)
23,851
23,964
0
0
-113
0
Annual Cost Burden (Dollars)
0
200,670
0
0
-200,670
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
Currently, the OMB inventory for this collection of information shows a total burden of 23,964 hours and 224,566 responses. On December 26, 2023, FRA published a 60-day Federal Register notice that reflected 23,969 total burden hours and 224,652 responses. See 88 FR 89017. However, after further evaluation of the ICR, FRA has determined that some of the previous estimates were already included under other sections. Moreover, FRA has identified and removed other estimates that are not PRA requirements. The table below provides specific information on the review of any estimates that were changed. Specifically, FRA identified that §240.119(e)(3)(iii) does not identify any additional paperwork burden and only specifies the potential length of ineligibility when a person has been had their certification revoked. FRA removed the following sections as they were being counted twice. §240.111 – the written responses for this requirement are already included under §240.219, §240.119(e)(3)(ii) – these notifications are already included under 240.119(c), §240.121 – medical examiner reports are already included under §240.207 – medical certificates, §240.101 – material modifications are already included under 240.103(h), and §240.205 data to EAP counselor is already included under §240.115 – prior safety data criteria. This submission now accurately reflects the adjustments made by FRA to show burden 23,851 hours and 224,023 responses. Overall, these adjustments reduced the burden by 113 hours.
Annual Cost to Federal Government:
$523,286
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
No
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
Kevin Lewis 918 557-0651
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
03/27/2024
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