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View ICR - OIRA Conclusion

OMB Control No: 7100-0300	ICR Reference No: 202312-7100-005
Status: Active	Previous ICR Reference No: 202312-7100-002
Agency/Subagency: FRS	Agency Tracking No: FR Y-12; FR Y-12A
Title: Consolidated Holding Company Report of Equity Investments in Nonfinancial Companies; Annual Report of Merchant Banking Investments Held for an Extended Period
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Delegated
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/17/2023
	Date Received in OIRA: 12/17/2023
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2026	36 Months From Approved	12/31/2023
Responses	262	0	131
Time Burden (Hours)	2,021	0	1,955
Cost Burden (Dollars)	0	0	0

Authorizing Statute(s): US Code: 12 USC 1844(c)(1)(A) Name of Law: Bank Holding Company Act of 1956
   US Code: 12 USC 1467a(b)(2) Name of Law: Home Owners’ Loan Act
   US Code: 12 USC 5311(a)(1) Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 12 USC 5365 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 12 USC 1843(k)(7)(A) Name of Law: Bank Holding Company Act of 1956

Citations for New Statutory Requirements: None

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	262	131	131
Annual Time Burden (Hours)	2,021	1,955	66
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated total annual burden for the FR Y-12 and FR Y-12A is 1,955 hours, and would increase to 2,021 hours with the revisions. The Board revised the FR Y-12 and FR Y-12A instructions by 1) specifying when respondents should submit their reports if the submission deadline falls on a weekend or holiday, 2) modifying and clarifying the recordkeeping requirements of the submitted forms, 3) clarifying what must be included in the reported amount of a firm’s aggregate nonfinancial equity investment, 4) clarifying in the FR Y-12 instructions which columns are applicable to Schedules A and C, and 5) aligning the submission deadline of the FR Y-12A to be consistent with the FR Y-12 submission deadline.

Annual Cost to Federal Government: $21,700

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Ron Qiu 202 430-9259 ron.qiu@frb.gov

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