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View ICR - OIRA Conclusion

OMB Control No: 3235-0751	ICR Reference No: 202402-3235-012
Status: Active	Previous ICR Reference No: 202301-3235-028
Agency/Subagency: SEC	Agency Tracking No: TM-270-668
Title: Rule 18a-6 – Records to be preserved by certain security-based swap dealers and major security-based swap participants
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/02/2024
	Date Received in OIRA: 05/24/2024
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2027	36 Months From Approved	07/31/2024
Responses	125	0	164
Time Burden (Hours)	15,626	0	16,308
Cost Burden (Dollars)	1,349,098	0	1,335,072

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	125	164	-39
Annual Time Burden (Hours)	15,626	16,308	-682
Annual Cost Burden (Dollars)	1,349,098	1,335,072	14,026

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Abraham Jacob 202 551-5583

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