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View ICR - OIRA Conclusion

OMB Control No: 3235-0626	ICR Reference No: 202404-3235-009
Status: Active	Previous ICR Reference No: 202103-3235-002
Agency/Subagency: SEC	Agency Tracking No: OCR-270-565
Title: Rule 17g-3 Annual financial and other reports to be filed or furnished by nationally recognized statistical rating organizations
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/21/2024
	Date Received in OIRA: 04/17/2024
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2027	36 Months From Approved	07/31/2024
Responses	20	0	18
Time Burden (Hours)	3,650	0	3,285
Cost Burden (Dollars)	350,000	0	315,000

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	20	18	2
Annual Time Burden (Hours)	3,650	3,285	365
Annual Cost Burden (Dollars)	350,000	315,000	35,000

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The annual aggregate hour and cost burden for Rule 17g-3 has increased due to the increase in the number of NRSROs from 9 to 10.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Carmen Moncada-Terry 212 336-9111 moncadaterryc@sec.gov

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