View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
2030-0020
ICR Reference No:
202405-2030-001
Status:
Active
Previous ICR Reference No:
202103-2030-001
Agency/Subagency:
EPA/OMS
Agency Tracking No:
0938.23
Title:
General Administrative Requirements for Assistance Programs (Renewal)
Type of Information Collection:
Extension without change of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved with change
Conclusion Date:
02/27/2026
Retrieve Notice of Action (NOA)
Date Received in OIRA:
05/29/2024
Terms of Clearance:
In accordance with 5 CFR 1320, the information collection is approved for three years. As terms of clearance, however, the Agency is asked to ensure that standard forms for data collection and clear and complete instructions exist for the forms included in this collection as part of its renewal request.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
02/28/2029
36 Months From Approved
02/28/2026
Responses
50,060
0
14,957
Time Burden (Hours)
302,030
0
94,606
Cost Burden (Dollars)
0
0
0
Abstract:
This is a request for a renewal of an existing Information Collection Request (ICR). This ICR authorizes the collection of information under EPAs General Regulation for Assistance Programs that establishes the minimum management requirements for all recipients of EPA grants or cooperative agreements (assistance agreements). EPA award officials use the information required by the regulations summarized below to make assistance agreement awards, to make assistance payments, and to verify that the recipient is using federal funds appropriately to comply with federal requirements This information is also needed by EPA project officers, grant specialists, Disadvantaged Business Enterprise (DBE) coordinators, and finance officials to manage/oversee recipient programmatic and financial performance under all EPA assistance agreements.
Authorizing Statute(s):
US Code:
2 USC 1500
Name of Law: Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal Awards
US Code:
40 USC 30
Name of Law: Grants and Agreements with Institutions of Higher Education, Hospitals, and Other Non-Profit
US Code:
40 USC 31
Name of Law: Requirements for Grants and Cooperative Agreements to State and Local Governments
US Code:
40 USC 33
Name of Law: Participation by DBE in Procurement Under EPA Financial Assistance Agreements
US Code:
40 USC 35
Name of Law: Indian Tribes and Intertribal Consortia for Pollution Abatement and Control Programs
US Code:
2 USC 200
Name of Law: Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal Awards
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
88 FR 66840
09/28/2023
30-day Notice:
Federal Register Citation:
Citation Date:
89 FR 46392
05/29/2024
Did the Agency receive public comments on this ICR?
Yes
Number of Information Collection (IC) in this ICR:
3
IC Title
Form No.
Form Name
General Administrative Requirement for Assistance Programs: Fellowships
190-F-04-001, 5770-02, 5770-3, 5770-5, 5770-7, 5770-9, 5770-8
US EPA Payment Request
,
Fellowship Application
,
Fellowship Facilities and Commitment Statement
,
Agency Fellowship Certification
,
EPA Fellowship Activation Notice
,
Fellowship Agreement
,
Completion of Studies Notice
General Administrative Requirements for Assistance Programs: Non-Profits
4700-4, 190-F04-001, 5700-52A, 5700-53, 5700-54, 6600-01, 6600-06, 6600-08B, NCER Form 5
US EPA Payment Request
,
Pre-award Compliance Review Report for All Applicants
,
MBE/WBE Utilization Under Federal Grants and Cooperative Agreements
,
Lobbying and Litigation Certificate
,
Key Contacts Form
,
Limited Scope Administrative and Financial Review Questions
,
Certification Regarding Lobbying
,
Lobbying Indirect Cost Certificate for Non-Profit Organizations
,
EPA ORD Current and Pending Support Report
General Administrative Requirements for Assistance Programs: State, Local, Tribal Governments
190-F-04-001, 4700-4, 5700-52A, 5700-53, 5700-54, 6600-01, 6600-06, 6600-08A, NCER Form 5
US EPA Payment Request
,
Pre-award Compliance Review Report for All Applicants
,
MBE/WBE Utilization Under Federal Grants and Cooperative Agreements
,
Lobbying and Litigation Certificate
,
Key Contacts Form
,
Limited Scope Administrative and Financial Review Q
,
Certification Regarding Lobbying
,
Certificate of Indirect Costs for State and Local Grants
,
EPA ORD Current and Pending Support Report
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
50,060
14,957
0
0
35,103
0
Annual Time Burden (Hours)
302,030
94,606
0
0
207,424
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
The overall respondent burden has increased from the previous ICR by 207,424 hours. This change occurred for several reasons. First, EPA received unprecedented levels of funding to award grants under the American Rescue Plan (ARP), the Bipartisan Infrastructure Bill (BIL), and the Inflation Reduction Act (IRA). This led to a significant increase in number of grant applications received and awards made under various EPA grant programs. EPA also revised its approach to more accurately estimate the number of ongoing grant recipients who are subject to the requirements for record keeping and submittal of quarterly progress reports, which resulted in a significant increase in burden under those requirements (which was also due to the increase in annual grant awards since the last ICR).
Annual Cost to Federal Government:
$11,224,052
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
No
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
Amanda Kemp 415 564-4096 kemp.amanda@epa.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
05/29/2024
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