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View ICR - OIRA Conclusion

OMB Control No: 3235-0584	ICR Reference No: 202406-3235-018
Status: Active	Previous ICR Reference No: 202103-3235-007
Agency/Subagency: SEC	Agency Tracking No: IM-270-526
Title: Rule 12d1-1 Exemptions for Investments in Money Market Funds
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/01/2024
	Date Received in OIRA: 09/05/2024
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2027	36 Months From Approved	10/31/2024
Responses	19,947	0	24,875
Time Burden (Hours)	27,384	0	33,660
Cost Burden (Dollars)	2,540,000	0	2,072,300

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	19,947	24,875	-4,928
Annual Time Burden (Hours)	27,384	33,660	-6,276
Annual Cost Burden (Dollars)	2,540,000	2,072,300	467,700

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated total annual burden decreased from 33,660 hours to 27,384 hours. The decrease in hours is attributable to a decrease in our estimate of the number of fund complexes with liquidity funds invested in by mutual funds in excess of the statutory limits under rule 12d1-1.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Amy Miller 202 551-4447

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