View Information Collection Request (ICR) Package

Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.

View ICR - OIRA Conclusion

OMB Control No: 3038-0007	ICR Reference No: 202407-3038-004
Status: Active	Previous ICR Reference No: 202110-3038-002
Agency/Subagency: CFTC	Agency Tracking No:
Title: Regulation of Domestic Exchange-Traded Options
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/30/2024
	Date Received in OIRA: 10/25/2024
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2027	36 Months From Approved	01/31/2025
Responses	114,028	0	128,992
Time Burden (Hours)	33,619	0	38,030
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	114,028	128,992	-14,964
Annual Time Burden (Hours)	33,619	38,030	-4,411
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: As a result of industry consolidation and other factors, the current number of CFTC registrants who are FCMs or IBs (and, thus, the estimated number of respondents subject to this collection) has decreased from 1,112 to 983. While the total number of FCM respondents increased from 61 to 62, the total number of IB respondents decreased from 1,051 to 921. These changes have yielded an overall decrease in the total number of respondents. The estimated burden hours per registrant has not changed. Accordingly, as shown in Attachment A, the reduction in the estimated number of respondents yields a reduction in total burden hours for this collection from 38,030 to 33,619.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Kenny Wright 202 326-2907 kwright@ftc.gov

Something went wrong when downloading this file. If you have any questions, please send an email to risc@gsa.gov.