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View ICR - OIRA Conclusion

OMB Control No: 3235-0498	ICR Reference No: 202407-3235-003
Status: Historical Active	Previous ICR Reference No: 202110-3235-010
Agency/Subagency: SEC	Agency Tracking No: TM-270-442
Title: Rule 17a-12; Reporting Requirements for OTC Derivatives Dealers.
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/20/2024
	Date Received in OIRA: 10/08/2024
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2027	36 Months From Approved	02/28/2025
Responses	6	0	4
Time Burden (Hours)	540	0	360
Cost Burden (Dollars)	138,900	0	92,600

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	6	4	2
Annual Time Burden (Hours)	540	360	180
Annual Cost Burden (Dollars)	138,900	92,600	46,300

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated time burden increased from approximately 360 hours per year to approximately 540 hours per year and the estimated cost burden increased from approximately $92,600 per year to approximately $138,900 per year because the number of respondents subject to the rule increased from 2 to 3.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Barry Huang 212 336-1063

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