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View ICR - OIRA Conclusion

OMB Control No: 3235-0697	ICR Reference No: 202407-3235-009
Status: Active	Previous ICR Reference No: 202012-3235-013
Agency/Subagency: SEC	Agency Tracking No: CF 270-647
Title: Form SD
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/26/2024
	Date Received in OIRA: 07/10/2024
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2027	36 Months From Approved	08/31/2024
Responses	1,423	0	1,278
Time Burden (Hours)	455,897	0	458,065
Cost Burden (Dollars)	91,179,469	0	103,575,152

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	1,423	1,278	145
Annual Time Burden (Hours)	455,897	458,065	-2,168
Annual Cost Burden (Dollars)	91,179,469	103,575,152	-12,395,683

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The decrease of 2,168 in burden hours and the decrease of ($12,395,683) in cost burden is due to an adjustment to a change in how Rule 13(q) filers burden hours and cost burden are calculated by the Commission. The Commission has increased the cost of outside professionals from $400 per hour to $600 per hour for purposes of the PRA analysis. We recognize that the costs of retaining outside professionals may vary depending on the nature of the professional services.

Annual Cost to Federal Government: $131,724,880

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Hughes Bates 202 551-3731

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