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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0651-0061
ICR Reference No:
202408-0651-006
Status:
Historical Active
Previous ICR Reference No:
202107-0651-004
Agency/Subagency:
DOC/PTO
Agency Tracking No:
Title:
Trademark Petitions
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
11/05/2024
Retrieve Notice of Action (NOA)
Date Received in OIRA:
09/16/2024
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
11/30/2027
36 Months From Approved
11/30/2024
Responses
5,813
0
6,221
Time Burden (Hours)
7,893
0
6,953
Cost Burden (Dollars)
313,260
0
393,875
Abstract:
The United States Patent and Trademark Office (USPTO) administers the Trademark Act, 15 U.S.C. 1051 et seq., which provides for the registration of trademarks, service marks, collective trademarks and collective service marks, collective membership marks, and certification marks. Individuals and businesses that use or intend to use such marks in commerce may file an application to register their marks with the USPTO. This information collection covers various trademark related communications to the USPTO, including letters of protest, requests to make special, responses to petition inquiry letters, petitions to make special, requests to restore a filing date, and requests for reinstatement. The information is used by the public for a variety of private business purposes related to establishing and enforcing trademark rights. Information relating to the registration of a trademark is made available to the public by the USPTO. However, the release of information in a letter of protest is controlled and may be available only upon request. A letter of protest is a procedure whereby third parties who object to the registration of a mark in a pending application may bring to the attention of the USPTO evidence bearing on the registrability of the mark. A letter of protest must identify the application being protested and the proposed grounds for refusing registration and include relevant evidence to support the protest. A request to make special may be submitted where an applicant requests that initial examination of an application be advanced out of its regular order because the mark in the application was the subject of an inadvertently cancelled or expired previous registration. A response to a petition inquiry letter is submitted by a petitioner who is responding to a notice of deficiency that the USPTO issued after receiving an incomplete petition to the Director. A petition may be considered incomplete if, for example, it does not include the fee required by 37 CFR 2.6 or if it includes an unverified assertion that is not supported by evidence. The USPTO generally examines applications in the order in which they are received. A petition to make special is a request by the applicant to advance the initial examination of an application out of its regular order. A request to restore a filing date is submitted by an applicant who previously filed an application that was denied a filing date. The request must include evidence showing that the applicant is entitled to the earlier filing date. If an applicant has proof that an application was abandoned due to a USPTO error, an applicant may file a request to reinstate the application instead of a petition to revive. To support such a request, the applicant must include evidence of the USPTO error.
Authorizing Statute(s):
US Code:
15 USC 1051
Name of Law: Trademark Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
89 FR 56739
07/10/2024
30-day Notice:
Federal Register Citation:
Citation Date:
89 FR 75533
09/16/2024
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
9
IC Title
Form No.
Form Name
Letter of Protest
PTO-2303
Letter of Protest
Letter of Protest (Individuals or Households)
PTO-2303
Letter of Protest
Petition for Ex Parte Expungement
PTO-2312
Petition for Expungement and Reexamination
Petition for Ex Parte Reexamination
PTO-2312
Petition for Expungement and Reexamination
Petition to Make Special
PTO-2306
Petition to Make Special
Petition to Make Special (Individuals or Households)
PTO-2306
Petition to Make Special
Request for Reinstatement
PTO-2308
Request for Reinstatement
Request for Reinstatement (Individuals or Households)
PTO-2308
Request for Reinstatement
Request to Make Special
PTO-2304
Request to Make Special
Request to Make Special (Individuals or Households)
PTO-2304
Request to Make Special
Request to Restore Filing Date
PTO-2307
Request to Restore Filing Date
Request to Restore Filing Date (Individuals or Households)
PTO-2307
Request to Restore Filing
Response to Petition for Expungement or Reexamination Inquiry Letter
PTO-2313
Request for Extension of Time for Filing a Response
Response to Petition to Director Inquiry Letter
PTO-2305
Response to Petition to Director Inquiry Letter
Response to Petition to Director Inquiry Letter (Individuals or Households)
PTO-2305
Response to Petition to Director Inquiry Letter
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
5,813
6,221
0
230
-638
0
Annual Time Burden (Hours)
7,893
6,953
0
882
58
0
Annual Cost Burden (Dollars)
313,260
393,875
0
76,000
-156,615
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
Change in Responses, Hourly Burden, and (Non-hour) Costs due to Agency Discretion This renewal request incorporates some items currently included in information collection 0651-0086 (Changes to Implement Provisions of the Trademark Modernization Act of 2020). Some of these items also have burden estimates located in this information collection. This move action allows for those items to be combined in information collection. Additionally, petitions for ex parte expungement or reexamination are similar to the items already within this information collection; moving them into this control number provides a more complete picture of trademarks petitions. As a result of this addition, the information collection is increasing by 230 responses, 882 burden hours, and $76,000.
Annual Cost to Federal Government:
$648,404
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
Yes
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
Yes
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
Catherine Cain 571 272-8946 catherine.cain@uspto.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
09/16/2024
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