View Information Collection Request (ICR) Package
Skip to main content
An official website of the United States government
The .gov means it's official.
Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you're on a federal government site.
The site is secure.
The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.
Search:
Agenda
Reg Review
ICR
This script is used to control the display of information in this page.
Display additional information by clicking on the following:
All
Brief and OIRA conclusion
Abstract/Justification
Legal Statutes
Rulemaking
FR Notices/Comments
IC List
Burden
Misc.
Common Form Info.
Certification
View Information Collection (IC) List
View Supporting Statement and Other Documents
Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0938-0328
ICR Reference No:
202410-0938-011
Status:
Active
Previous ICR Reference No:
201409-0938-004
Agency/Subagency:
HHS/CMS
Agency Tracking No:
CCSQ
Title:
Hospital Conditions of Participation (COP) and Supporting Regulations (CMS-R-48)
Type of Information Collection:
Reinstatement with change of a previously approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved with change
Conclusion Date:
11/16/2024
Retrieve Notice of Action (NOA)
Date Received in OIRA:
10/16/2024
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
11/30/2027
36 Months From Approved
Responses
69,034
0
0
Time Burden (Hours)
3,566,521
0
0
Cost Burden (Dollars)
0
0
0
Abstract:
This is a reinstatement of the information collection request that expired on 11/30/2017. The previous iteration of this OMB No. 0938-0328 (approved November 14, 2014) had a burden of 14,424,655 annual hours. For this requested reinstatement, with changes, the adjusted annual hourly burden for industry is 3,566,521 hours at an annual cost of $310,989,894. The decrease in burden hours is primarily due to the fact that many of the information collections that were previously required as CoPs by CMS are now customary and usual industry practice and would take place in the absence of the Medicare and Medicaid programs. In addition, where possible, CMS reduced the burden of CoPs with prior information collections.
Authorizing Statute(s):
US Code:
42 USC 1320b-8
Name of Law: Hospital Protocols for Organ Procurement and Standards for Organ Procurement Agencies
US Code:
42 USC 1395f(a)(6)
Name of Law: Conditions of and Limitations on Payment for Services
US Code:
42 USC 1395x
Name of Law: Definitions of Services, Institutions, Etc.
US Code:
42 USC 1302
Name of Law: Rules and Regulations
US Code:
42 USC 1395aa
Name of Law: Use of State agencies to determine compliance by providers of services with CoP's
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
89 FR 64463
08/07/2024
30-day Notice:
Federal Register Citation:
Citation Date:
89 FR 83015
10/15/2024
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
16
IC Title
Form No.
Form Name
42 CFR 482.13(h)
42 CFR 482.21(b)(4) - Data Analysis
42 CFR 482.21(b)(4) - Ongoing IT System Maintenance
42 CFR 482.21(b)(4) - Year 1 IT System Changes
42 CFR 482.21(e)
42 CFR 482.21(g)
42 CFR 482.23(b)(7)
42 CFR 482.42 (New)(High range)
42 CFR 482.42(f)(new)
42 CFR 482.43(c)
42 CFR 482.55(c)
42 CFR 482.59(a)(2)
42 CFR 482.59(c)
42 CFR 485.21
42CFR482.12(d)(1-2) and (d)(4)
42CFR482.12(e)(2)
42CFR482.12(f)(2)
42CFR482.13(a)(1-2)
42CFR482.13(f)
42CFR482.13(g)
42CFR482.21(a)
42CFR482.21(b)
42CFR482.21(d)
42CFR482.23
42CFR482.24
42CFR482.27(b)(2)
42CFR482.42
42CFR482.43
42CFR482.45(a)(1)
42CFR482.45(b)(3)
42CFR482.92
42CFR485.616(c)(1)
42CFR485.616(c)(1)
42CFR485.616(c)(2)
42CFR485.616(c)(3)
42CFR485.616(c)(3)
43 CFR 482.59(b) and (c)
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
69,034
0
0
-17,210,683
0
17,279,717
Annual Time Burden (Hours)
3,566,521
0
0
-10,858,134
0
14,424,655
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Miscellaneous Actions
Short Statement:
The annual burden hours to industry decreased from 14,424,655 to 3,566,521. The decrease in burden hours is primarily due to the fact that many of the information collections that were previously required as CoPs by CMS are now customary and usual industry practice and would take place in the absence of the Medicare and Medicaid programs. In addition, where possible, CMS reduced the burden of CoPs with prior information collections. For example, the burden for individuals hospitals that are part of a multi-hospital system was reduced by allowing a multi-hospital system, which represent approximately 70% of hospitals today, to develop a unified Quality Assessment and Performance Improvement (QAPI) program rather than requiring each hospital in the system to maintain separate programs and reporting requirements.
Annual Cost to Federal Government:
$10,774,197
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
No
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
Denise King 410 786-1013 Denise.King@cms.hhs.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
10/16/2024
Something went wrong when downloading this file. If you have any questions, please send an email to risc@gsa.gov.