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View ICR - OIRA Conclusion

OMB Control No: 3038-0033	ICR Reference No: 202411-3038-003
Status: Active	Previous ICR Reference No: 202110-3038-001
Agency/Subagency: CFTC	Agency Tracking No:
Title: Notification of Pending Legal Proceedings
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/08/2025
	Date Received in OIRA: 11/25/2024
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2028	36 Months From Approved	01/31/2025
Responses	101	0	97
Time Burden (Hours)	25	0	24
Cost Burden (Dollars)	0	0	0

Authorizing Statute(s): US Code: 7 USC 1a Name of Law: Contract Markets; Registration; Proceedings
   US Code: 7 USC 2 Name of Law: Contract Markets; Registration; Proceedings
   US Code: 7 USC 5 Name of Law: Contract Markets; Registration; Proceedings
   US Code: 7 USC 6 Name of Law: Contract Markets; Registration; Proceedings
   US Code: 7 USC 6a-6s Name of Law: Contract Markets; Registration; Proceedings
   US Code: 7 USC 7a-1, 7a-2, 7b, 7b-3 Name of Law: Contract Markets; Registration; Proceedings
   US Code: 7 USC 8 Name of Law: Contract Markets; Registration; Proceedings
   US Code: 7 USC 9 Name of Law: Contract Markets; Registration; Proceedings
   US Code: 7 USC 10a Name of Law: Contract Markets; Registration; Proceedings
   US Code: 7 USC 12, 12a, 12c Name of Law: Contract Markets; Registration; Proceedings
   US Code: 7 USC 13a, 13a-1 Name of Law: Contract Markets; Registration; Proceedings
   US Code: 7 USC 20 Name of Law: Contract Markets; Registration; Proceedings
   US Code: 7 USC 21 Name of Law: Contract Markets; Registration; Proceedings

Citations for New Statutory Requirements: None

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion	Change Due to Adjustment in Estimate
Annual Number of Responses	101	97	0	4
Annual Time Burden (Hours)	25	24	1	0
Annual Cost Burden (Dollars)	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The current number of registrants, 101, has increased from the previous 97, due to an increase in FCMs and the inclusion of SEFs. Additionally, the time for each entity to comply has been adjusted from .2 to .25 hours. Accordingly, the total annual burden on respondents has also been increased, from 24 hours (97 x 0.20 = 24.25) in 2021 to 25 hours. (101 x .25 = 25.25) in 2024.

Annual Cost to Federal Government: $110

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Thuy Dinh 202 418-5128 tdinh@cftc.gov

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