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View ICR - OIRA Conclusion

OMB Control No: 3235-0541	ICR Reference No: 202411-3235-001
Status: Active	Previous ICR Reference No: 202104-3235-016
Agency/Subagency: SEC	Agency Tracking No: TM-270-489
Title: Rule 606 of Regulation NMS (f/k/a Rule 11Ac1-6)
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/18/2025
	Date Received in OIRA: 01/15/2025
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2028	36 Months From Approved	03/31/2025
Responses	399,207	0	413,327
Time Burden (Hours)	183,000	0	190,240
Cost Burden (Dollars)	1,300,000	0	1,300,000

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	399,207	413,327	-14,120
Annual Time Burden (Hours)	183,000	190,240	-7,240
Annual Cost Burden (Dollars)	1,300,000	1,300,000	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The total annual hour burden decreased from approximately 190,240 hours to approximately 183,000 hours. The reduction is attributed to (1) a decrease in the estimated number of Rule 606(a)(1) respondents from 264 to 240 and a decrease in the number of Rule 606(b)(1) respondents from 186 to 179.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Amir Katz 202 551-2000

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