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OMB Control No: 3235-0204	ICR Reference No: 202504-3235-003
Status: Received in OIRA	Previous ICR Reference No: 202203-3235-016
Agency/Subagency: SEC	Agency Tracking No: TM
Title: Rule 19d-3, Application for Review of Final Disciplinary Sanctions Denials of Membership Participation or Limitations of Access to Services Imposed by Self-Regulatory Organizations
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 08/07/2025

	Requested	Previously Approved
Expiration Date	36 Months From Approved	12/31/2025
Responses	25	32
Time Burden (Hours)	180	288
Cost Burden (Dollars)	127,440	135,936

Authorizing Statute(s): US Code: 15 USC 78c Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78d Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78i Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78j Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78l Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78m Name of Law: Securities Exchange Act of 1934

Citations for New Statutory Requirements: None

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	25	32	-7
Annual Time Burden (Hours)	180	288	-108
Annual Cost Burden (Dollars)	127,440	135,936	-8,496

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The total estimated burden has decreased from 912 hours to 850 hours because the total number of submissions over the previous three years has decreased. The estimated burdens are discussed in more detail in the attached Supporting Statement.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Catherine Moore 202 551-5718 mooreca@sec.gov