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OMB Control No: 3235-0006	ICR Reference No: 202507-3235-005
Status: Received in OIRA	Previous ICR Reference No: 202210-3235-027
Agency/Subagency: SEC	Agency Tracking No: IM
Title: Form 13F, Report of Institutional Investment Managers
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 09/19/2025

	Requested	Previously Approved
Expiration Date	36 Months From Approved	12/31/2025
Responses	37,310	32,380
Time Burden (Hours)	74,620	101,339
Cost Burden (Dollars)	7,021,300	4,846,374

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	37,310	32,380	4,930
Annual Time Burden (Hours)	74,620	101,339	-26,719
Annual Cost Burden (Dollars)	7,021,300	4,846,374	2,174,926

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated total annual burden hours decreased from 101,339.29 to 74,620 hours (a decrease of 26,719.29 hours). The estimated cost burden of $7,021,300 has increased by $2,174,926 from the prior estimate of $4,846,374. The changes in burden reflect changes in the number of affected entities and in the external cost associated with the information collection requirements. These changes reflect revised estimates and burdens attributable to requirements under the rule and form.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Y. Rachel Kuo 202 551-3589