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OMB Control No: 3235-0700	ICR Reference No: 202507-3235-013
Status: Received in OIRA	Previous ICR Reference No: 202207-3235-021
Agency/Subagency: SEC	Agency Tracking No: TM
Title: Rule 18a-4, Segregation requirements for security-based swap dealers and major security-based swap participants
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 09/25/2025

	Requested	Previously Approved
Expiration Date	36 Months From Approved	12/31/2025
Responses	12,709	12,438
Time Burden (Hours)	15,486	7,647
Cost Burden (Dollars)	4,000	2,667

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	12,709	12,438	271
Annual Time Burden (Hours)	15,486	7,647	7,839
Annual Cost Burden (Dollars)	4,000	2,667	1,333

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: There are changes to the estimated burdens due to changes in the estimated number of respondents. These are discussed in more detail in the attached Supporting Statement.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Abraham Jacob 202 551-5583