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View ICR - OIRA Conclusion

OMB Control No: 3235-0764	ICR Reference No: 202509-3235-001
Status: Active	Previous ICR Reference No: 202208-3235-030
Agency/Subagency: SEC	Agency Tracking No: IM
Title: 6c-11 under the Investment Company Act of 1940 (17 CFR 270.6c-11), Exchange-Traded Funds
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/26/2026
	Date Received in OIRA: 11/25/2025
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2029	36 Months From Approved	02/28/2026
Responses	3,429	0	2,352
Time Burden (Hours)	74,581	0	51,156
Cost Burden (Dollars)	1,964,817	0	1,248,912

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	3,429	2,352	1,077
Annual Time Burden (Hours)	74,581	51,156	23,425
Annual Cost Burden (Dollars)	1,964,817	1,248,912	715,905

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The total annual hour burden of 74,580.75 hours represents an increase of 23,424.75 hours over the previous burden hour estimate of 51,156 hours. In addition, the annual external cost burden of $1,964,817 represents an increase of $715,905 over the previous annual external cost burden estimate of $1,248,912. The changes in burdens are due to an increase in the number of ETFs covered by rule 6c-11.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Gregory Scopino 202 551-3057

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