View Information Collection Request (ICR) Package

Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.

View ICR - OIRA Conclusion

OMB Control No: 3235-0609	ICR Reference No: 202511-3235-006
Status: Active	Previous ICR Reference No: 202208-3235-015
Agency/Subagency: SEC	Agency Tracking No: TM
Title: Regulation S-AM: Limitations on Affilate Marketing
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/20/2026
	Date Received in OIRA: 01/30/2026
Terms of Clearance: The agency intended to label this package, regarding the "Type of Information Collection", as an "Extension without change", instead of "Revision."

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2029	36 Months From Approved	04/30/2026
Responses	15,063	0	14,452
Time Burden (Hours)	19,899	0	19,096
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	15,063	14,452	611
Annual Time Burden (Hours)	19,899	19,096	803
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The change in total annual time burden from 19,096 hours to 19,899 hours resulted from an increase in the number of entities subject to Regulation S-AM (the estimated number of Covered Persons having one or more affiliates increased from approximately 12,262 to approximately 12,781, and the estimated number of Covered Persons required to provide notice and opt-out opportunities increased from approximately 2,190 to approximately 2,282). Based on the changes described, the estimated total annual time burden of the collection of information changed from 19,096 hours (2,452 + 16,644) to 19,899 hours (2,282 + 12,781).

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Jane Wetterau 202 551-4483

Something went wrong when downloading this file. If you have any questions, please send an email to risc@gsa.gov.