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View ICR - Agency Submission
COMMENT
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OMB Control No:
2503-0033
ICR Reference No:
202512-2503-001
Status:
Received in OIRA
Previous ICR Reference No:
202309-2503-001
Agency/Subagency:
HUD/GNMA
Agency Tracking No:
Title:
Ginnie Mae Mortgage-Backed Securities Programs
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
Date Submitted to OIRA:
04/15/2026
Requested
Previously Approved
Expiration Date
36 Months From Approved
04/30/2026
Responses
2,544,133
216,128
Time Burden (Hours)
87,200
48,501
Cost Burden (Dollars)
0
0
Abstract:
The information collected is needed by Ginnie Mae for the participation of issuers/customers in its Mortgage-Backed Securities programs and to monitor performance and compliance with established rules and regulations.
Authorizing Statute(s):
US Code:
12 USC 1716 Title III
Name of Law: The National Housing Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
90 FR 24642
06/11/2025
30-day Notice:
Federal Register Citation:
Citation Date:
91 FR 19195
04/14/2026
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
Ginnie Mae Mortgage-Backed Securities Programs
Appendix III-07 HUD 11706 Instructions, Appendix III-06 HUD 11705 Instructions, Appendix I-07 Form 11703 , Appendix VI-11Form1174SN, Appendix III-02_Instructions, Appendix VI-17, Appendix VI-19, HUD - 11708, HUD-11708, HUD - 11705, Appendix 111-07 HUD - 11706, Appendix VI-20, Appendix XI-01B, Appendix VI-24, Appendix XI-01 , Appendix XI-01A, Appendix VI-22, App. VIII-03, Appendix VI-18, Appendix III-22Form11732, Appendix VI-02, Appendix VI-10, Appendix I-02Form11702, Appendex III-06 HUD 11705, Appendex VI-05 , Appendix I-01 Form 11701, Appendix I-06, Appendex III-29 INSTRUCTIONS, Appendex III-07 HUD 11706, Appendix I-04 - 1.8.15, Appendix I-06Form11709A, Appendix I-07 Form HUD 11703-II , Appendix II-01 Form 11700, Appendix II-01, Appendix II-02 Form 11704, Appendix III-04Form11715, Appendix III-05 Form 11711A, Appendix III-03 Form 11720, Appendix III-05 Form 11711B, Appendix III-28, Appendix VI_21, Appendex VI-10 Form 11714, Appendix III-21, Appendix -13, Appendix I-01 Instructions, Appendix XI-08, Appendix III-04, Appendix VIII-01, Appendix XI-06, Appendix XI-09, Appendix III-02 Form 11709, Appendix III-01 Form 11707, OFFICIAL App. VI-16, Appendix I-02-Insturuction, Appendix III-01 Instructions, Appendix III-03, Appendix III-05, VI-9, Appendix VI-14, Appendix VI-16
Assignment Agreement
,
SYSTEMS ACCESS FORMS
,
Schedule of Subscribers and Ginnie Mae Guaranty Agreement
,
Schedule of Pooled Mortgages
,
ISSUER’S MONTHLY SUMMARY REPORT
,
Application for Approval Ginnie Mae Mortgage-Backed Securities Issuer
,
Resolution of Board of Directors and Certificate of Authorized Signatures
,
Cross Default Agreement
,
ACH Debit Authorization
,
ACH Debit Authorization
,
Master Agreement fore Participation Accounting
,
Letter of Transmittal
,
Letter of Transmittal
,
Commitment to Guaranty Mortgage-Backed Securities
,
Master Custodial Agreement
,
Custodian's Certification for Construction Securities
,
Letter for Loan Repurchase
,
Issuer's Monthly Remittance Advice
,
Multifamily Prepayment Penalty Record File Layout
,
Quarterly Custodial Account Verification Record File Layout
,
WHFIT Reporting
,
Quarterly Custodial Account Verification Record File Layout
,
Request for Reimbursement of Mortgage Insurance Claim Costs
,
Issuer's Monthly Remittance Advice
,
Release of Security Interest
,
Masters Agreement for Servicer's Escrow Custodial Account
,
Certification and Agreement
,
Electronic Data Interchange System Agreement
,
Certification Requirements for the Pooling of Multifamily Mature Loan Program
,
Schedule of Subscribers and Ginnie Mae Guaranty Agreement-HMBS Pooling Import File Layout
,
HMBS Issuer's Monthly Summary Report
,
Schedule of Pooled Mortgages
,
Schedule of subscribers and Ginnie Mae Guaranty Agreement
,
Application for Approval Ginnie Mae Mortgage- Backed Securities Issuser
,
Resolution of Board of Directors and Certificate of Authorized Signatures
,
Master Servicing Agreement
,
Master Servicing Agreement
,
Master Agreement for Servicer's Escrow Custodial Account
,
MASTER CUSTODIAL AGREEMENT
,
Release of Security Interest and Certification and Agreement
,
Master Agreement for Participation Accounting
,
Issuer's Monthly Serial Note Remittance Advice
,
Ginnie Mae Acknowledgement Agreement and Accompanying Documents Pledge of Servicing
,
SSCRA Loan Eligibility Information
,
Service Members Civil Relief Act Quartrely Reimbursement Requirement
,
SSCRA Eligibility and Reimbursement Files
,
Master Agreement for Service's Principal and interest Custodial Account
,
Master Atreement for Servicer's Principal and Interest Custodial Account
,
REPORTING AND FEEDBACK SYSTEM (RFS) HMBS ISSUER MONTHLY REPORT OF POOL, LOAN AND PARTICIPATION DATA
,
REPORTING AND FEEDBACK SYSTEM (RFS) ISSUER MONTHLY REPORT OF POOL AND LOAN DATA
,
REQUEST FOR RELEASE OF DOCUMENTS
,
INSTRUCTIONS FOR REQUEST OF RELEASE OF DOCUMENTS
,
Schedule of Subscribers and Ginnie Mae Guaranty Agreement
,
Schedule of Pooled Mortgages
,
REPORTING AND FEEDBACK SYSTEM (RFS) SINGLE FAMILY ISSUER MONTHLY PAYMENT DEFAULT STATUS (PDS) LOAN LEVEL REPORTING
,
ELECTRONIC SUBMISSION OF ISSUERS’ INSURANCE AND ANNUAL AUDITED FINANCIAL DOCUMENTS
,
RFS Loan Liquidation Event Reporting
,
Request for Disaster Assistance
,
REQUEST FOR PASS-THROUGH ASSISTANCE RELATED TO COVID-19 AND REPAYMENT AGREEMENT
,
REQUEST FOR PASS-THROUGH ASSISTANCE RELATED TO COVID-19 AND REPAYMENT AGREEMENT - MULTIFAMILY PROGRAM
ICR Summary of Burden
Total Request
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
2,544,133
216,128
0
2,328,005
0
0
Annual Time Burden (Hours)
87,200
48,501
0
38,699
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
• This is a revision of a currently approved collection. • Number of Respondents: Currently there are approximately 368 Ginnie Mae approved Issuers that are actively doing business in our programs. Approximately 356 of them are managing an active portfolio. The decrease in issuers is driven by the market where consolidations or deconsolidation happen. • Explanation of change in burden hours: The most significant change comes with the change to the hourly cost per response given that three years have passed since the last submission, employee hourly wage has been recalculated to match current market standards. • Appendix VI-24 has been added to provide for reporting of liquidated loans in real time to more accuratly to fulfill our obligations to our investors in the event of a cyber attack or some other major event. • Appendix VI-20 has been added to streamline the financial documents needed by Ginnie Mae to confirm the financial soundness of issuers and therefor the risk to the US Government. • Appendix XI-01; XI-01A; XI-01B/ Request for Disaster Pass-through assistance; COVID pass through assistance (single family); COVID pass through assistance (Multi Family). These forms provide a standardized mechanism for mortgage-backed security (MBS) Issuers to request temporary liquidity assistance when facing shortfalls in principal and interest (P&I) payments due to extraordinary events, such as natural disasters or national emergencies.
Annual Cost to Federal Government:
$28,175,578
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
No
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
John Amberg 303 672-5027 john.w.amberg@hud.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
04/15/2026
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