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OMB Control No: 3235-0717	ICR Reference No: 202512-3235-003
Status: Received in OIRA	Previous ICR Reference No: 202208-3235-018
Agency/Subagency: SEC	Agency Tracking No: TM
Title: Rule 3a71-3 Cross Border Security-Based Swap Dealing Activity
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 03/04/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	04/30/2026
Responses	8,418	6,018
Time Burden (Hours)	49,090	35,105
Cost Burden (Dollars)	3,801,000	2,006,000

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	8,418	6,018	2,400
Annual Time Burden (Hours)	49,090	35,105	13,985
Annual Cost Burden (Dollars)	3,801,000	2,006,000	1,795,000

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: Certain burdens have increased or decreased based on changes in the current estimated number of respondents or initial burdens that have been incurred. These changes are discussed in more detail in the attached Supporting Statement.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Alexandra Oprea 202 551-5870

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