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OMB Control No: 3235-0530	ICR Reference No: 202512-3235-008
Status: Received in OIRA	Previous ICR Reference No: 202212-3235-010
Agency/Subagency: SEC	Agency Tracking No: IM
Title: Rule 32a-4 (17 CFR Sec. 270.32a-4) under the Investment Company Act of 1940, "Independent Audit Committees"
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 02/12/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	05/31/2026
Responses	88	120
Time Burden (Hours)	242	330
Cost Burden (Dollars)	183,568	180,000

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	88	120	-32
Annual Time Burden (Hours)	242	330	-88
Annual Cost Burden (Dollars)	183,568	180,000	3,568

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The decrease in the number of annual burden hours from 330 to 242 is primarily the result of a decrease in the estimated number of new funds each year. The increase in the ongoing annual cost burden from $180,000 to $183,568 is a result of the increase in the estimated cost for the preparation and adoption of an audit committee charter.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Pamela Ellis 202 551-3506

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