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View ICR - OIRA Conclusion

OMB Control No: 3235-0718	ICR Reference No: 202512-3235-020
Status: Active	Previous ICR Reference No: 202210-3235-032
Agency/Subagency: SEC	Agency Tracking No: TM
Title: Regulation SBSR (Rules 900 - 912) Reporting and Dissemination of Security-Based Swap Information
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/27/2026
	Date Received in OIRA: 03/06/2026
Terms of Clearance: One comment letter was received after the 30-day notice was published. The comment letter raised several issues under the PRA and included ten attachments; however, the comment did not provide sufficient information for determining whether the estimates set forth in the Supporting Statement should be changed. The comment only brief references to general activities to claim that the requirements in the PRA may not be fully satisfied. For example, it claims that some burdens are understated, but it does not provide supporting context or data to support its suggestion for revised estimates, and the comments do not address the individual information collections identified and discussed in the Supporting Statement or the related burdens.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2029	36 Months From Approved	07/31/2026
Responses	26,391,658	0	27,600,667
Time Burden (Hours)	3,173,443	0	3,539,483
Cost Burden (Dollars)	51,162,200	0	47,728,783

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	26,391,658	27,600,667	-1,209,009
Annual Time Burden (Hours)	3,173,443	3,539,483	-366,040
Annual Cost Burden (Dollars)	51,162,200	47,728,783	3,433,417

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: Some estimates have been adjusted with respect to the number of respondents, and this has resulted in changes to the related estimated burdens. These changes are discussed in more detail in the attached Supporting Statement.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Michou Hai Minh Nguyen 202 551-5634 nguyenm@sec.gov

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