View Information Collection Request (ICR) Package

View ICR - Agency Submission

OMB Control No: 3235-0510	ICR Reference No: 202512-3235-022
Status: Received in OIRA	Previous ICR Reference No: 202209-3235-005
Agency/Subagency: SEC	Agency Tracking No: TM
Title: Rule 302 (17 CFR 242.302) Recordkeeping Requirements for Alternative Trading Systems
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 03/04/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	04/30/2026
Responses	111	101
Time Burden (Hours)	4,773	4,545
Cost Burden (Dollars)	0	0

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	111	101	10
Annual Time Burden (Hours)	4,773	4,545	228
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated hour burden associated with Rule 302 of Regulation ATS has increased from 4,545 to 4,773 hours per year primarily as a result of an increase in the SEC’s estimate of the number of ATSs from 101 to 111. The SEC decreased the time per response per year from 45 hours to 43 hours to take into account advancements in information technology for collecting data.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Tyler Raimo 202 551-5777

Something went wrong when downloading this file. If you have any questions, please send an email to risc@gsa.gov.