View Information Collection Request (ICR) Package

Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.

View ICR - OIRA Conclusion

OMB Control No: 3235-0305	ICR Reference No: 202512-3235-031
Status: Active	Previous ICR Reference No: 202303-3235-024
Agency/Subagency: SEC	Agency Tracking No: CF
Title: Rule 13e-1
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: Yes
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/10/2026
	Date Received in OIRA: 03/06/2026
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2029	36 Months From Approved	06/30/2026
Responses	1	0	10
Time Burden (Hours)	3	0	28
Cost Burden (Dollars)	5,063	0	34,000

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	1	10	-9
Annual Time Burden (Hours)	3	28	-25
Annual Cost Burden (Dollars)	5,063	34,000	-28,937

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The decrease in the annual burdens (of 9 hours and $28,937) is due to a decrease in the estimated number of annual Rule 13e-1 responses (from 10 responses to 1 response). The decrease in the cost burden is partially offset by an increase in the Commission’s estimate of the cost to issuers of outside professionals (from $400 per hour to $600 per hour).

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Pearl Crawley 202 551-3256 crawleyp@sec.gov

Something went wrong when downloading this file. If you have any questions, please send an email to risc@gsa.gov.