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OMB Control No: 3235-0670	ICR Reference No: 202601-3235-011
Status: Received in OIRA	Previous ICR Reference No: 202207-3235-016
Agency/Subagency: SEC	Agency Tracking No: TM
Title: Rules 201 and 200(g)
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 03/30/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	05/31/2026
Responses	6,975	7,540
Time Burden (Hours)	1,446,553	1,556,049
Cost Burden (Dollars)	248,000	370,933

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	6,975	7,540	-565
Annual Time Burden (Hours)	1,446,553	1,556,049	-109,496
Annual Cost Burden (Dollars)	248,000	370,933	-122,933

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The estimated burdens for the information collections in this ICR have changed due to changes in the estimated number of respondents and, in some cases, the estimated burden per response. These changes are discussed in more detail in the attached Supporting Statement.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Roland Lindmayer 202 551-2250

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