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OMB Control No: 3235-0689	ICR Reference No: 202601-3235-016
Status: Received in OIRA	Previous ICR Reference No: 202303-3235-002
Agency/Subagency: SEC	Agency Tracking No: IM
Title: Exemption for Certain Multi-State Investment Advisers (Rule 203A-2(d))
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 04/13/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	08/31/2026
Responses	122	110
Time Burden (Hours)	976	880
Cost Burden (Dollars)	0	0

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	122	110	12
Annual Time Burden (Hours)	976	880	96
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The revised estimated number of respondents from 110 respondents to 122 respondents, which is an increase of 12 respondents. The revised estimated aggregate number of responses from 110 responses to 122 responses, which is an increase of 12 responses. We continue to estimate a time burden of 8 hours per response. The revised estimated aggregate time burden from 880 hours to 976 hours, which is an increase of 96 hours. The revised estimated monetized time burden per response from $3,200 to $3,024, which is a decrease of $176. The revised estimated aggregate monetized time burden from $352,000 to $368,928, which is an increase of $16,928. We continue to estimate $0 cost burdens.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Alexis Palascak 202 551-6246

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