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OMB Control No: 3235-0381	ICR Reference No: 202601-3235-019
Status: Received in OIRA	Previous ICR Reference No: 202501-3235-002
Agency/Subagency: SEC	Agency Tracking No: CF
Title: Form 40-F
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 02/10/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	12/31/2028
Responses	175	175
Time Burden (Hours)	18,932	18,875
Cost Burden (Dollars)	34,077,450	33,974,850

Abstract: Form 40-F is used by certain Canadian issuers to register a class of securities pursuant to Section 12(b) or (g) or to satisfy their annual reporting obligations pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934.

Authorizing Statute(s): US Code: 15 USC 78c(b), 78j-4, 78l, 78m, 78n Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78w(a), 78mm Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 80a-20, 80a-29, 80a-37 Name of Law: Investment Company Act of 1934
   US Code: 15 USC 77f, 77g, 77j, 77s(a) Name of Law: Securities Act of 1933

Citations for New Statutory Requirements: None

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3235-AK99	Final or interim final rulemaking	87 FR 73076	11/28/2022

Federal Register Notices & Comments
Did the Agency receive public comments on this ICR? No

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Form 40-F	SEC 2285

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	175	175	0
Annual Time Burden (Hours)	18,932	18,875	57
Annual Cost Burden (Dollars)	34,077,450	33,974,850	102,600

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The rule and rule amendments would direct the national securities exchanges and national securities associations to establish listing standards that require each issuer to develop and implement a policy providing for the recovery, under certain circumstances, of incentive-based compensation based on financial information required to be reported under the securities laws that is received by current or former executive officers, and require the disclosure of the policy. A listed issuer would be required to file the policy as an exhibit to its annual report, and to make other disclosures in the event recovery is triggered. As a result of the amendments, for purposes of the PRA, we estimate that, for Form 40-F, the amendments will result in an increase of 57 burden hours and $102,600 for the services of outside professionals.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Steven Hearne 703 551-3248

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