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COMMENT
Time Remaining
Days
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OMB Control No:
0651-0012
ICR Reference No:
202603-0651-005
Status:
Received in OIRA
Previous ICR Reference No:
202411-0651-007
Agency/Subagency:
DOC/PTO
Agency Tracking No:
Title:
Admission to Practice and Roster of Registered Patent Attorneys and Agents Admitted to Practice Before the United States Patent and Trademark Office
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
Date Submitted to OIRA:
07/17/2026
Requested
Previously Approved
Expiration Date
36 Months From Approved
09/30/2026
Responses
5,578
30,563
Time Burden (Hours)
2,775
18,239
Cost Burden (Dollars)
798,130
890,811
Abstract:
This collection of information is required by 35 U.S.C. 2(b)(2)(D), which permits the United States Patent and Trademark Office (USPTO) to establish regulations governing the recognition and conduct of agents, attorneys, or other persons representing applicants or other parties before the USPTO. This statute also permits the USPTO to require information from applicants that shows that they are of good moral character and reputation and have the necessary qualifications to assist applicants with the patent process and to represent them before the USPTO. This information collection addresses submissions required by the regulations at 37 CFR 1.21, 10.14, and 11.5-11.11, which set forth the requirements to apply for the examination for registration and to demonstrate eligibility to be a registered attorney or agent before the USPTO, including the fee requirements. The Office of Enrollment and Discipline (OED) collects this information to determine the qualifications of individuals entitled to represent applicants before the USPTO in the preparation and prosecution of applications for a patent. The OED also collects this information to administer and maintain the public roster of attorneys and agents registered to practice before the USPTO, which is accessible through the USPTO website. The information in this information collection is used by the USPTO to review applications for the examination for registration and to determine whether an applicant may be added to, or an existing practitioner may remain on, the Register of Patent Attorneys and Agents.
Authorizing Statute(s):
US Code:
35 USC 2(b)(2)(D)
Name of Law: Leahy Smith America Invents Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
91 FR 13015
03/18/2026
30-day Notice:
Federal Register Citation:
Citation Date:
91 FR 44829
07/17/2026
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
8
IC Title
Form No.
Form Name
Application for Recognition to Practice Before the United States Patent and Trademark Office under 37 CFR § 11.14(c) by a Foreign Resident
PTO-158T
Application for Recognition to Practice Before The United States Patent And Trademark Office Under 37 CFR § 11.14(c) by a Foreign Resident
Application for Registration to Practice Before the United States Patent and Trademark Office
PTO-158, PTO-158A, PTO-158T
Application for Registration to Practice Before the United States Patent and Trademark Office
,
Application for Registration to Practice Before the United States Patent and Trademark Office Under 37 CFR § 11.6(c) by a Foreign Resident
,
Application for Recognition to Practice Before the United States Patent and Trademark Office Under 37 CFR § 11.14(c) by a Foreign Resident
Change of Registration from Agent to Attorney
PTO-158
Application for Registration to Practice Before The United States Patent and Trademark Office
Data Sheet – Register of Patent Attorneys and Agents
PTO-107A
Data Sheet - Register of Patent Attorneys and Agents
Oath or Affirmation
PTO-1209
Oath or Declaration
Petition to USPTO Director under 37 CFR § 11.2(d)
Petition to the Director of the Office of Enrollment and Discipline under 37 CFR § 11.2(c)
Registration Statement of Patent Attorneys and Agents
PTO-107S
Registration Statement of Patent Attorneys and Agents
Reinstatement to the Register
PTO-107R
Reinstatement - Data Sheet - Register of Patent Attorneys and Agents
Undertaking Under 37 CFR § 11.10(b)
PTO-275
Undertaking Under 37 CFR § 11.10(b)
Written Requests (Certificate of Good Standing, Disciplinary History)
ICR Summary of Burden
Total Request
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
5,578
30,563
0
-3,868
-21,117
0
Annual Time Burden (Hours)
2,775
18,239
0
-453
-15,011
0
Annual Cost Burden (Dollars)
798,130
890,811
0
-14,383
-78,298
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Miscellaneous Actions
Short Statement:
The total number of responses has decreased by 3,868 due to OMB declaring several items that were previously in this information collection as exempt under the Paperwork Reduction Act. The items removed from this information collection are: • Registration Examination to Become a Registered Practitioner • Reasonable Accommodation - PTO-158RA • Change of Registration from Agent to Attorney - PTO-158 • Written Requests (Certificate of Good Standing, Disciplinary History) Additionally, the USPTO is adding an item (Item 6 - Undertaking Under 37 CFR § 11.10(b)) to this information collection. This decrease in the number of responses results in a decrease of 453 hours in the annual time burden estimates.
Annual Cost to Federal Government:
$438,351
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
Yes
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
Yes
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
Diana Oleksa 571 272-4097
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
07/17/2026
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