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OMB Control No: 3235-0730	ICR Reference No: 202603-3235-007
Status: Received in OIRA	Previous ICR Reference No: 202409-3235-004
Agency/Subagency: SEC	Agency Tracking No: IM
Title: Rule 30b1-9 and Form N-PORT
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 03/11/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	11/30/2027
Responses	152,016	150,732
Time Burden (Hours)	1,869,062	2,000,834
Cost Burden (Dollars)	134,408,133	177,742,893

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	152,016	150,732	1,284
Annual Time Burden (Hours)	1,869,062	2,000,834	-131,772
Annual Cost Burden (Dollars)	134,408,133	177,742,893	-43,334,760

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated total annual hour burden for Form N-PORT has decreased from 2,000,834 hours to 1,869,062 hours (a decrease of 131,772 hours). The estimated annual external costs have decreased from $177,742,893 to $134,408,133 (a decrease of $43,334,760). This decrease in burden hours and costs for Form N-PORT is attributable to the proposed amendments to the filing timeframe and other changes.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Y. Rachel Kuo 202 551-3589

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