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OMB Control No: 3235-0313	ICR Reference No: 202603-3235-021
Status: Received in OIRA	Previous ICR Reference No: 202303-3235-034
Agency/Subagency: SEC	Agency Tracking No: IM
Title: Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 06/04/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	08/31/2026
Responses	1,553	1,416
Time Burden (Hours)	828	739
Cost Burden (Dollars)	0	0

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	1,553	1,416	137
Annual Time Burden (Hours)	828	739	89
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The revised total annual collection of information burden for rule 203-2 and Form ADV-W is estimated to be 828.25 hours. This burden represents an increase of 89.25 hours from the current approved burden, which is attributable primarily to the fact that more investment advisers have filed Form ADV-W in recent staff experience.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Alexander Haer 202 551-7504

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