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OMB Control No: 3235-0628	ICR Reference No: 202604-3235-016
Status: Received in OIRA	Previous ICR Reference No: 202310-3235-026
Agency/Subagency: SEC	Agency Tracking No: OCR
Title: Rule 17g-2 Records to be made and retained by nationally recognized statistical rating organizations
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 08/18/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	12/31/2026
Responses	11	20
Time Burden (Hours)	3,883	2,650
Cost Burden (Dollars)	0	0

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	11	20	-9
Annual Time Burden (Hours)	3,883	2,650	1,233
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Cutting Redundancy

Short Statement: The ICs were adjusted to reflect ongoing burdens and eliminate one-time burdens.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Carmen Moncada-Terry 212 336-9111 moncadaterryc@sec.gov

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