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OMB Control No: 3235-0636	ICR Reference No: 202605-3235-019
Status: Received in OIRA	Previous ICR Reference No: 202308-3235-005
Agency/Subagency: SEC	Agency Tracking No: IM
Title: Rule 0-2 under the Investment Company Act of 1940, General Requirements of Papers and Applications
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 08/07/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	12/31/2026
Responses	139	112
Time Burden (Hours)	2,780	2,268
Cost Burden (Dollars)	10,341,600	10,304,000

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	139	112	27
Annual Time Burden (Hours)	2,780	2,268	512
Annual Cost Burden (Dollars)	10,341,600	10,304,000	37,600

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated hourly burden associated with Rule 0-2 has increased from 2,268 hours to 2,780 hours (an increase of 512 hours). The estimated cost burden associated with Rule 0-2 have increased from $10,304,000 to $10,341,600 (an increase of $37,600). These estimated increases are due to changes in the calculation methodology, number of affected entities, and in the external costs associated with the information collection requirements.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Y. Rachel Kuo 202 551-3589

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