View Information Collection Request (ICR) Package
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View ICR - Agency Submission
COMMENT
Time Remaining
Days
HR
Min
Sec
OMB Control No:
1505-0275
ICR Reference No:
202606-1505-001
Status:
Received in OIRA
Previous ICR Reference No:
202410-1505-001
Agency/Subagency:
TREAS/DO
Agency Tracking No:
Title:
Emergency Capital Investment Program Reporting
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
Date Submitted to OIRA:
06/30/2026
Requested
Previously Approved
Expiration Date
36 Months From Approved
07/31/2026
Responses
1,330
1,300
Time Burden (Hours)
28,083
30,467
Cost Burden (Dollars)
0
0
Abstract:
The Consolidated Appropriations Act, 2021, signed into law on December 27, 2020, added Section 104A of the Community Development Banking and Financial Institutions Act of 1994 (the “Act”). Section 104A authorizes the Secretary of the Treasury to establish the Program to support the efforts of low- and moderate-income community financial institutions to, among other things, provide loans, grants, and forbearance for small businesses, minority-owned businesses, and consumers, especially in low-income and underserved communities, including persistent poverty counties, that may be disproportionately impacted by the economic effects of the COVID-19 pandemic by providing direct and indirect capital investments in low-and moderate-income community financial institutions. As required by the Act, the interest and dividend rates payable on ECIP instruments are determined based on the increase in the amount of lending by an institution within minority, rural, and urban low-income and underserved communities and to low- and moderate-income borrowers during the preceding annual period compared to a baseline set from the annual period ending on September 30, 2020. To establish this baseline level of qualified lending, Treasury will be collecting an Initial Supplemental Report (ISR) from participating applicants. Applications and other forms for the ECIP program were previously approved under OMB No. 1505-0267. Following review of the applications, Treasury made awards and is now ready to begin scheduling closings.
Authorizing Statute(s):
PL:
Pub.L. 116 - 260 104A
Name of Law: Consolidated Appropriations Act, 2021
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
91 FR 13700
03/20/2026
30-day Notice:
Federal Register Citation:
Citation Date:
91 FR 39718
06/30/2026
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
4
IC Title
Form No.
Form Name
Impact Highlight Reports
N/A
Voluntary Initiative Report
Initial Supplemental Report - Previously Approved
N/A, N/A, N/A, N/A
Interim Summary Report Summary - Credit Union Template
,
Interim Summary Report Summary - Banks & Holding Companies Template
,
ECIP Disaggregate Qualified Lending Data (Credit Unions)
,
ECIP Disaggregate Qualified Lending Data (Banks & Holding Companies)
Initial Supplemental Report – M&A version
N/A, N/A, N/A, N/A
ECIP ISR Template - BHC MA
,
ECIP ISR Template CU MA
,
ECIP ISR Instructions BHC_MA
,
ECIP ISR Instructions CU_MA
Legal Certifications
N/A, N/A
Required Certifications
,
Form of Process and Controls Attestation of Independent Auditor
Quarterly Supplemental Report Schedules A & B***
N/A, N/A, N/A, N/A
QSR Instructions BHC
,
QSR Instructions CU
,
QSR Template BHC
,
QSR Template CU
Quarterly Supplemental Report Schedules C & D***
N/A, N/A, N/A, N/A
QSR Instructions BHC
,
QSR Instructions CU
,
QSR Template BHC
,
QSR Template CU
ICR Summary of Burden
Total Request
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
1,330
1,300
0
-12
42
0
Annual Time Burden (Hours)
28,083
30,467
0
-1,123
-1,261
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Miscellaneous Actions
Short Statement:
This collection of information reflects changes to remove some forms that are no longer being used, update the number of respondents in line with changes in program participation, and better reflect the reporting frequency and burden hours associated with completing each form based on Treasury’s experience with the Program.
Annual Cost to Federal Government:
$280,000
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
No
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Yes
Agency Contact:
David Meyer 202 653-0312 david.meyer@treasury.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
06/30/2026
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