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OMB Control No: 3235-0783	ICR Reference No: 202606-3235-002
Status: Received in OIRA	Previous ICR Reference No: 202310-3235-020
Agency/Subagency: SEC	Agency Tracking No: IM
Title: Rule 31a-4 under the Investment Company Act of 1940, Records of Fair Value Determinations
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 08/24/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	10/31/2026
Responses	10,047	9,804
Time Burden (Hours)	361,692	529,416
Cost Burden (Dollars)	160,591,248	93,000,744

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	10,047	9,804	243
Annual Time Burden (Hours)	361,692	529,416	-167,724
Annual Cost Burden (Dollars)	160,591,248	93,000,744	67,590,504

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated hourly burden associated with rule 31a-4 had changed to 361,692 hours from 529,416, a decrease of 167,724 hours. The estimated external cost burden associated with rule 31a-4 has increased from $93,000,744 to $160,591,248, an increase of $67,590,504. The total annual hour burden decreased because of change/reduction in the estimated internal personnel necessary to complete the collection of information. The total internal time cost increased due to increases in estimated wage rates and an increase in the number of funds subject to rule 31a-4.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Gregory Scopino 202 551-3057

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