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OMB Control No: 3235-0617	ICR Reference No: 202606-3235-014
Status: Received in OIRA	Previous ICR Reference No: 202312-3235-006
Agency/Subagency: SEC	Agency Tracking No: CF
Title: Rule 433
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 07/22/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	01/31/2027
Responses	26,077	20,179
Time Burden (Hours)	63,889	49,391
Cost Burden (Dollars)	9,910,303	7,668,800

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	26,077	20,179	5,898
Annual Time Burden (Hours)	63,889	49,391	14,498
Annual Cost Burden (Dollars)	9,910,303	7,668,800	2,241,503

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The proposed amendments are intended to facilitate capital formation in the public securities markets consistent with investor protection. The proposed amendments would, among other things, expand the number of issuers eligible to conduct shelf offerings on Form S-3, extend certain benefits currently reserved for WKSIs, modernize Form S-1 by expanding the ability to incorporate information by reference, preempt State securities law registration and qualification requirements for all registered offerings, and modernize certain forms and rules. For purposes of the PRA, the Commission estimates that, for Rule 433, the proposed amendments would result in a net increase of 5,898 responses, a net increase of 14,498 burden hours, and a net increase in the cost burden of $2,241,503.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Isabel Rivera 202 551-3249

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