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OMB Control No: 3235-0531	ICR Reference No: 202606-3235-020
Status: Received in OIRA	Previous ICR Reference No: 202310-3235-002
Agency/Subagency: SEC	Agency Tracking No: IM
Title: Rule 0-1 (17 C.F.R 270.0-1) under the Investment Company Act of 1940, Definition of terms used in this part
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 09/11/2026

	Requested	Previously Approved
Expiration Date	36 Months From Approved	01/31/2027
Responses	920	970
Time Burden (Hours)	920	728
Cost Burden (Dollars)	0	0

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	920	970	-50
Annual Time Burden (Hours)	920	728	192
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated total annual hour burden associated with rule 0-1 has increased from 728 hours to 920 hours (an increase of 192 hours). The estimated annual external costs have not changed from $0. These estimated increases in burden hours reflect changes in the number of affected entities. These changes reflect revised estimates and burdens attributable to requirements under the rule.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Y. Rachel Kuo 202 551-3589

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